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541	AN INTRODUCTION TO IIROC’S STUDY OF “HIGH FREQUENCY TRADING” Presented at the Ontario Securities Commission and IIROC’s Joint Market Structure Conference June 26, 2012 Victoria Pinnington Vice President, Trading Add to Reading List Source URL: www.iiroc.ca - Date: 2012-09-18 12:16:01
542	REPORT FROM THE PRESIDENT AND CEO This Annual Report outlines the steps we have taken over the past year to protect investors, foster fair, efficient, competitive capital markets and promote compliance Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-08-30 15:19:06 Business Self-regulatory organizations Investment Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada Exempt market dealer International Organization of Securities Commissions High-frequency trading Financial economics Financial regulation Finance
543	ROSEMARY CHAN SENIOR VICE-PRESIDENT, MEMBER COMPLIANCE, GENERAL COUNSEL & CORPORATE SECRETARY KEITH PERSAUD SENIOR VICE-PRESIDENT, Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-08-30 15:15:41 Financial markets Mathematical finance Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Financial adviser High-frequency trading Algorithmic trading Flash Crash Financial economics Finance Investment
544	Rules Notice Technical UMIR Please distribute internally to: Corporate Finance Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-05-06 15:36:02 Investment Finance Uptick rule Order Universal Market Integrity Rules Short High-frequency trading Futures contract Market maker Financial markets Stock market Financial economics
545	OSC - IIROC Conference - 21Nov13 - Notes to Presentation Add to Reading List Source URL: www.ocrcvm.ca Language: English - Date: 2014-04-15 16:41:05 Finance Investment Mathematical finance High-frequency trading Dark liquidity Uptick rule Order Stock market Financial markets Financial economics
546	Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues, Minutes of November 5, 2010 Meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-04 15:56:59 Government Financial markets High-frequency trading Bart Chilton Gary Gensler U.S. Securities and Exchange Commission Mary Schapiro Elisse B. Walter Flash Crash Commodity Futures Trading Commission Finance Financial economics
547	Minutes of the August 11, 2010, Meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-10 11:11:33 Financial markets Mathematical finance Economics Late-2000s financial crisis High-frequency trading Gary Gensler U.S. Securities and Exchange Commission Mary Schapiro Algorithmic trading Commodity Futures Trading Commission Finance Financial economics
548	The introduction of decimals and the ensuing proliferation of market participants trying to take advantage of posted liquidity Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-20 09:06:22 Regulation NMS United States Securities and Exchange Commission Finance Investment Order High-frequency trading Stock market Financial economics Financial markets
549	Compliance and Risk Management in 21st Century Erozan Kurtas The Securities and Exchange Commission, as a matter of policy, disclaims responsibility for any private publication or statements by any of its employees. The Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-27 17:09:13 Finance Investment High-frequency trading Statistical arbitrage Arbitrage Dark liquidity Volatility Low latency Algorithmic trading Financial markets Financial economics Mathematical finance
550	Concept Release; Request for Comments: Concept Release on Equity Market Structure Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-15 16:59:47 Finance NYSE Euronext New York Stock Exchange High-frequency trading NASDAQ Regulation NMS Euronext Stock market Securities Exchange Act Financial markets Financial economics Investment

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